Principal Ideal Domains (PID)

At a Glance

Why This Chapter Matters

PIDs occupy the middle rung of the hierarchy Euclidean domain ⇒\Rightarrow PID ⇒\Rightarrow UFD ⇒\Rightarrow integral domain. UPSC 2020 targeted the most accessible node of this hierarchy: proving that Z\mathbb{Z} is a PID. The proof is short and structured — every ideal of Z\mathbb{Z} is of the form nZn\mathbb{Z} by the well-ordering principle — making this one of the highest-return proofs in the algebra syllabus.

Minimum Theory

Ideals

Let RR be a commutative ring with unity. A non-empty subset I⊆RI \subseteq R is an ideal if:

  1. a,b∈I⇒a−b∈Ia, b \in I \Rightarrow a - b \in I (additive subgroup).
  2. a∈I, r∈R⇒ra∈Ia \in I,\, r \in R \Rightarrow ra \in I (absorption under multiplication).

A principal ideal generated by a∈Ra \in R is ⟨a⟩=(a)={ra:r∈R}.\langle a \rangle = (a) = \{ ra : r \in R \}. This is the smallest ideal containing aa.

Integral Domain

A commutative ring with unity is an integral domain if it has no zero divisors: ab=0⇒a=0ab = 0 \Rightarrow a = 0 or b=0b = 0.

Principal Ideal Domain

A principal ideal domain (PID) is an integral domain in which every ideal is principal.

The Hierarchy

Euclidean domain⇒PID⇒UFD⇒Integral domain\text{Euclidean domain} \Rightarrow \text{PID} \Rightarrow \text{UFD} \Rightarrow \text{Integral domain}

None of these implications reverses in general:

Standard PIDs

RingWhy PID
Z\mathbb{Z}Well-ordering: every ideal is nZn\mathbb{Z}
F[x]F[x], FF a fieldDivision algorithm for polynomials
Z[i]\mathbb{Z}[i] (Gaussian integers)Euclidean domain with norm N(a+bi)=a2+b2N(a+bi)=a^2+b^2

Z\mathbb{Z} is a PID: The Proof

Theorem. Z\mathbb{Z} is a principal ideal domain.

Proof.

First, Z\mathbb{Z} is an integral domain (standard fact: Z\mathbb{Z} is a commutative ring with unity and has no zero divisors, since Z\mathbb{Z} is embedded in R\mathbb{R}).

Let II be any ideal of Z\mathbb{Z}.

Case 1: I={0}=⟨0⟩I = \{0\} = \langle 0 \rangle. Principal.

Case 2: I≠{0}I \ne \{0\}. Then II contains a non-zero element; since II is closed under negation, II contains a positive element. By the well-ordering principle, II has a least positive element; call it n>0n > 0.

We claim I=⟨n⟩=nZI = \langle n \rangle = n\mathbb{Z}.

(⊇)(\supseteq): Since n∈In \in I and II is an ideal, kn∈Ikn \in I for all k∈Zk \in \mathbb{Z}, so nZ⊆In\mathbb{Z} \subseteq I.

(⊆)(\subseteq): Let a∈Ia \in I. By the division algorithm, a=qn+ra = qn + r with 0≤r<n0 \le r < n. Then r=a−qn∈Ir = a - qn \in I (since a∈Ia \in I and qn∈Iqn \in I). Since 0≤r<n0 \le r < n and nn is the least positive element of II, we must have r=0r = 0. So a=qn∈nZa = qn \in n\mathbb{Z}.

Hence I=nZ=⟨n⟩I = n\mathbb{Z} = \langle n \rangle, which is principal.

Since every ideal is principal, Z\mathbb{Z} is a PID. ■\blacksquare

Z[x]\mathbb{Z}[x] is NOT a PID

The ideal I=⟨2,x⟩={2f(x)+xg(x):f,g∈Z[x]}I = \langle 2, x \rangle = \{ 2f(x) + xg(x) : f, g \in \mathbb{Z}[x] \} (the set of polynomials in Z[x]\mathbb{Z}[x] with even constant term) is not principal:

Suppose I=⟨p(x)⟩I = \langle p(x) \rangle. Then p(x)∣2p(x) \mid 2 and p(x)∣xp(x) \mid x in Z[x]\mathbb{Z}[x]. Since p(x)∣2p(x) \mid 2, pp is a constant ±1\pm 1 or ±2\pm 2. Since p(x)∣xp(x) \mid x, the constant pp must equal ±1\pm 1. But then ⟨p(x)⟩=Z[x]∋1\langle p(x) \rangle = \mathbb{Z}[x] \ni 1, yet 1∉I1 \notin I (the constant term of 11 is 11, which is odd). Contradiction.

Question Archetypes

ArchetypeRecognition
Z-is-PIDProve Z\mathbb{Z} is a PID using well-ordering
ideal-principalProve a specific ideal is or is not principal
hierarchyPlace a given ring in the Euclidean/PID/UFD hierarchy

Z-is-PID (1 question; 2020)

Recognition Cues

Solution Template

  1. State definition of PID (integral domain + every ideal principal).
  2. Assert Z\mathbb{Z} is an integral domain (no zero divisors, commutative, has unity).
  3. Let II be any ideal. Handle I={0}I = \{0\} separately.
  4. For I≠{0}I \ne \{0\}: use well-ordering to find the least positive element nn.
  5. Show I=nZI = n\mathbb{Z} using division algorithm.
  6. Conclude.

Worked Example

2020 Paper 2, 2020-P2-Q2a (10 marks)

Prove that Z\mathbb{Z}, the ring of integers, is a principal ideal domain.

Solution.

Definition. A PID is an integral domain in which every ideal is principal.

Step 1: Z\mathbb{Z} is an integral domain. Z\mathbb{Z} is a commutative ring with unity 11. If ab=0ab = 0 in Z\mathbb{Z} then, since Z⊂R\mathbb{Z} \subset \mathbb{R} and R\mathbb{R} has no zero divisors, a=0a = 0 or b=0b = 0. Hence Z\mathbb{Z} is an integral domain.

Step 2: Every ideal of Z\mathbb{Z} is principal. Let II be an ideal of Z\mathbb{Z}.

If I={0}I = \{0\}, then I=⟨0⟩I = \langle 0 \rangle is principal.

Otherwise, II contains a non-zero integer. Since a∈I⇒−a∈Ia \in I \Rightarrow -a \in I, the set I∩Z>0I \cap \mathbb{Z}_{>0} is non-empty. By the well-ordering principle, I∩Z>0I \cap \mathbb{Z}_{>0} has a least element; call it nn.

Claim: I=nZI = n\mathbb{Z}.

(⊇)(\supseteq): n∈In \in I and II is an ideal, so for any k∈Zk \in \mathbb{Z}, kn∈Ikn \in I. Thus nZ⊆In\mathbb{Z} \subseteq I.

(⊆)(\subseteq): Let a∈Ia \in I. By the division algorithm in Z\mathbb{Z}, write a=qn+ra = qn + r with q,r∈Zq, r \in \mathbb{Z} and 0≤r<n0 \le r < n. Then r=a−qn∈Ir = a - qn \in I (since a∈Ia \in I and qn∈Iqn \in I). Since 0≤r<n0 \le r < n and nn is the smallest positive element of II, we must have r=0r = 0. Therefore a=qn∈nZa = qn \in n\mathbb{Z}, so I⊆nZI \subseteq n\mathbb{Z}.

Hence I=nZ=⟨n⟩I = n\mathbb{Z} = \langle n \rangle is principal.

Conclusion. Since every ideal of Z\mathbb{Z} is principal and Z\mathbb{Z} is an integral domain, Z\mathbb{Z} is a PID.

Z is a PID  ■\boxed{\mathbb{Z} \text{ is a PID}}\;\blacksquare

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